ℹ️ The holding, stated by the Court in its opening line
"The Sandiganbayan has exclusive original jurisdiction over the criminal action involving petitioner notwithstanding that he is a private individual considering that his criminal prosecution is intimately related to the recovery of ill-gotten wealth of the Marcoses, their immediate family, subordinates and close associates."
💡 This is the *third* head of jurisdiction — §4(c)
The week's other cases run on §4(a) (enumerated position) and §4(b) (other offences in relation to office). Disini is the only one on §4(c): "Civil and criminal cases filed pursuant to and in connection with Executive Order Nos. 1, 2, 14 and 14-A§, issued in 1986." And the SG-27 remittal clause does not reach it — "the qualifying clause … applied only to the cases listed in Subsection 4a and Subsection 4b."
Facts
- From 1974 to February 1986, in Manila, Herminio T. Disini — a private individual and Marcos crony — allegedly, "conspiring together and confederating with the then President of the Philippines Ferdinand E. Marcos," "offer[ed], promise[d] and [gave] gifts and presents to said Ferdinand E. Marcos."
- The transactions at the centre of both the criminal and civil cases were "the contracts awarded through the intervention of Disini and President Marcos in favor of Burns & Roe to do the engineering and architectural design, and Westinghouse to do the construction of the Philippine Nuclear Power Plant Project (PNPPP)."
- The PCGG initially filed the criminal complaints in the Sandiganbayan under E.O. Nos. 1§, 2, 14 and 14-A, and also instituted Civil Case§ No. 0013, a forfeiture suit over the same transactions, having found a prima facie case.
- In Cojuangco, Jr. this Court directed the PCGG to refer the criminal cases to the Office of the Ombudsman, "on the ground that the PCGG would not be an impartial office following its finding of a prima facie case." That is the origin of Disini's complaint that the wrong office filed the cases.
- On June 30, 2004 the Ombudsman filed two informations — Crim. Case No. 28001 for corruption of public officials under Article 212 in relation to Article 210, and Crim. Case No. 28002 for violation of Section 4(a) of R.A. No. 3019.
- He moved to quash, arguing among other things that as "a private individual not charged as a co-principal, accomplice or accessory of a public officer, he should be prosecuted in the regular courts." The Sandiganbayan denied the motion on January 17, 2005 and reconsideration on August 10, 2005. Decided September 11, 2013.
Issue
Whether the Sandiganbayan has exclusive original jurisdiction over criminal cases against a private individual not charged as a co-principal, accomplice or accessory of any public officer — which turns on whether the cases were "filed pursuant to and in connection with Executive Order Nos. 1, 2, 14 and 14-A§" within Section 4(c) of R.A. No. 8249, and whether the salary-grade qualifying clause applies to that subsection.
Secondary issues. Whether the informations had to expressly allege that they were filed pursuant to those Executive Orders or pertained to the recovery of ill-gotten wealth; and whether the Ombudsman, rather than the PCGG, could file them.
Ruling
Main issue. YES. "We hold that the Sandiganbayan has jurisdiction over Criminal Case No. 28001 and Criminal Case No. 28002." Section 4 vests exclusive original jurisdiction over, among others, "c. Civil and criminal cases filed pursuant to and in connection with Executive Order Nos. 1§, 2, 14 and 14-A, issued in 1986."
On private status: "That Disini was a private individual did not remove the offenses charged from the jurisdiction of the Sandiganbayan." Section 2 of E.O. No. 1§ tasks the PCGG with recovering wealth amassed by Marcos, "his immediate family, relatives, subordinates and close associates … by taking undue advantage of their public office and/or using their powers, authority, influence, connections or relationship" — a grant that "expressly … covered [them] without distinction as to their private or public status."
On the salary-grade clause: "the qualifying clause found in Section 4 of R.A. No. 8249 applied only to the cases listed in Subsection 4a and Subsection 4b."
Secondary issues. No express averment was required, and the Ombudsman could file. The civil complaint and the informations "involved the same transaction … Given their sameness in subject matter, to still expressly aver … that the charges involved the recovery of ill-gotten wealth was no longer necessary." And "it was the PCGG that had initially filed the criminal complaints," the Ombudsman "taking over the investigation … only after" this Court's directive.
"WHEREFORE, the Court DISMISSES the petition for certiorari; AFFIRMS the resolutions promulgated on January 17, 2005 and August 10, 2005 by the Sandiganbayan (First Division) in Criminal Case No. 28001 and Criminal Case No. 28002; and DIRECTS petitioner to pay the costs of suit. SO ORDERED."
Ratio
- The Court announces the holding before the facts, which tells you where the weight lies: "The Sandiganbayan has exclusive original jurisdiction over the criminal action involving petitioner notwithstanding that he is a private individual considering that his criminal prosecution is intimately related to the recovery of ill-gotten wealth of the Marcoses, their immediate family, subordinates and close associates."
- The statutory frame has three heads:
- (a) Violations of R.A. 3019, R.A. 1379 and the bribery provisions by enumerated officials.
- (b) "[o]ther offenses or felonies … committed by the public officials … in relation to their office."
- (c) "Civil and criminal cases filed pursuant to and in connection with Executive Order Nos. 1§, 2, 14 and 14-A, issued in 1986."
- The provenance of the cases answers the "wrong office" objection: the PCGG filed first, and the Ombudsman took over only on this Court's impartiality directive.
- Identity of subject matter dispenses with an express averment: the civil and criminal cases "involved the same transaction," so pleading the ill-gotten-wealth character "was no longer necessary," and the cases "being intertwined with Civil Case No. 0013, the PCGG had the authority to institute the criminal prosecutions."
- Private status is irrelevant under this head — the ratio for the subtopic — because E.O. No. 1§ reaches Marcos's associates "without distinction as to their private or public status."
- The salary-grade remittal clause is confined to the first two heads. That clause — sending to the regular courts cases where "none of the accused are occupying positions corresponding to salary grade '27' or higher" — therefore has no application to §4(c) at all.
Doctrine
- Section 4(c) is an independent head of jurisdiction over "[c]ivil and criminal cases filed pursuant to and in connection with Executive Order Nos. 1§, 2, 14 and 14-A, issued in 1986."
- The salary-grade qualifying clause does not reach it — it "applied only to the cases listed in Subsection 4a and Subsection 4b."
- Private status is no bar under §4(c): E.O. No. 1§ covers Marcos's "immediate family, relatives, subordinates and close associates … without distinction as to their private or public status."
- No express averment of the ill-gotten-wealth character is required where the informations and a pending PCGG civil case "involved the same transaction." And provenance survives the transfer of the investigation — cases the PCGG initially filed remain within the Executive Orders though the Ombudsman later took over.
Limits.
- This is a different route into the Sandiganbayan from every other case in the week.
- People v. Go and Uyboco v. People bring a private individual in through conspiracy with a covered public officer under §4(a)/(b); Disini brings him in directly under §4(c), with no public co-accused at all — which is why his ground that he was "not charged as a co-principal, accomplice or accessory of a public officer" was true and yet unavailing.
- The holding depends on the ill-gotten-wealth connection, not on notoriety: what made §4(c) apply was the identity of subject matter with the pending PCGG forfeiture case, so a charge against a Marcos associate unconnected to any E.O. 1§ recovery effort would not come in this way.
- Contrast the pleading point with Esteban and Sanchez, which require the office-relation to be pleaded because they run on §4(b); Disini excuses an express averment because the relevant connection was established by the identity of the transaction, not by the information's own words — do not generalise this into a rule that jurisdictional averments are dispensable.
- And the salary-grade point is easy to over-read: the Court says the clause reaches only §4(a) and §4(b); it does not say the enumeration of officials is irrelevant to those subsections.
Gist
Classification: DIRECT. Herminio T. Disini, a private individual and Marcos crony, was charged before the Sandiganbayan with corruption of public officials under Article 212 in relation to Article 210 of the Revised Penal Code (Criminal Case No. 28001) and with violating Section 4(a) of R.A. No. 3019 (Criminal Case No. 28002), for conspiring with President Ferdinand E. Marcos over the contracts awarded to Burns & Roe and Westinghouse for the Philippine Nuclear Power Plant Project (PNPPP). He moved to quash for want of jurisdiction, arguing among other things that as "a private individual not charged as a co-principal, accomplice or accessory of a public officer, he should be prosecuted in the regular courts." The Court dismissed his petition and affirmed.
The doctrine is the third head of Sandiganbayan jurisdiction, which the rest of the week's cases never reach. Under §4(c) the court has exclusive original jurisdiction over cases "filed pursuant to and in connection with Executive Order Nos. 1§, 2, 14 and 14-A" — and the SG-27 remittal clause has no application, since "the qualifying clause … applied only to the cases listed in Subsection 4a and Subsection 4b." Nor does private status matter: Section 2 of E.O. No. 1§ reaches Marcos's "immediate family, relatives, subordinates and close associates … without distinction as to their private or public status." And because the informations and Civil Case§ No. 0013 — the PCGG forfeiture suit — "involved the same transaction," it "was no longer necessary" for the informations to say so in terms.
Facts
- During the period from 1974 to February 1986, in Manila, the accused Herminio T. Disini, "conspiring together and confederating with the then President of the Philippines Ferdinand E. Marcos," allegedly "offer[ed], promise[d] and [gave] gifts and presents to said Ferdinand E. Marcos," the Information in Criminal Case No. 28001 particularising, among other things, Disini's ownership of shares.
- The transactions at the centre of both the criminal and the civil cases were "the contracts awarded through the intervention of Disini and President Marcos in favor of Burns & Roe to do the engineering and architectural design, and Westinghouse to do the construction of the Philippine Nuclear Power Plant Project (PNPPP)."
- The PCGG initially filed the criminal complaints in the Sandiganbayan, pursuant to its mandate under E.O. Nos. 1§, 2, 14 and 14-A, and instituted Civil Case No. 0013, a forfeiture suit over the same transactions, having found a prima facie case against Disini.
- This Court, in Cojuangco, Jr., directed the PCGG to refer the criminal cases to the Office of the Ombudsman, "on the ground that the PCGG would not be an impartial office following its finding of a prima facie case being established against Disini to sustain the institution of Civil Case No. 0013." The Ombudsman therefore took over the investigation — which is the origin of Disini's complaint that the wrong office filed the cases.
- On June 30, 2004, the Office of the Ombudsman filed two informations — Criminal Case No. 28001 for corruption of public officials under Article 212 in relation to Article 210 of the Revised Penal Code, and Criminal Case No. 28002 for violation of Section 4(a) of R.A. No. 3019 — both entitled People v. Herminio T. Disini and assigned to the First Division.
- Disini moved to quash the informations.
- On January 17, 2005, the Sandiganbayan (First Division) denied the motion to quash.
- On August 10, 2005, it denied his motion for reconsideration.
- Disini commenced the present special civil action for certiorari, docketed as G.R. Nos. 169823-24, alleging grave abuse of discretion amounting to lack or excess of jurisdiction; it was consolidated with G.R. Nos. 174764-65.
- On September 11, 2013, the First Division promulgated this Decision through Justice Bersamin, dismissing the petition.
Arguments of the Parties
A. Petitioner (Herminio T. Disini).
He challenged the Sandiganbayan's jurisdiction on four grounds: "(1) the informations did not allege that the charges were being filed pursuant to and in connection with Executive Order (E.O.) Nos. 1, 2, 14 and 14-A; (2) the offenses charged were not of the nature contemplated by E.O. Nos. 1§, 2, 14 and 14-A because the allegations in the informations neither pertained to the recovery of ill-gotten wealth, nor involved sequestration cases; (3) the cases were filed by the Office of the Ombudsman instead of by the PCGG; and (4) being a private individual not charged as a co-principal, accomplice or accessory of a public officer, he should be prosecuted in the regular courts instead of in the Sandiganbayan."
The fourth ground is the one that engages this subtopic most directly, and it has real force on the face of §4: the closing paragraph of Section 4 contemplates private individuals being "tried jointly with said public officers," and Marcos — long dead by 2004 — was not and could not be a co-accused.
B. Respondents (the Sandiganbayan; the People, through the Office of the Solicitor General).
The OSG "counters that the Sandiganbayan has jurisdiction over the offenses charged because Criminal Case No. 28001 and Criminal Case No. 28002 were filed within the purview of Section 4(c) of R.A. No. 8249; and that both cases stemmed from the criminal complaints initially filed by the PCGG pursuant to its mandate under E.O. Nos. 1§, 2, 14 and 14-A to investigate and file the appropriate civil or criminal cases to recover ill-gotten wealth not only of the Marcoses and their immediate family but also of their relatives, subordinates and close associates."
C. Common Ground.
It was not disputed that Disini is a private individual, nor that Marcos was not a co-accused in either information. Neither was it disputed that the PCGG had initially filed the criminal complaints and that the Ombudsman took over only by reason of this Court's directive in Cojuangco, Jr., nor that Civil Case No. 0013 — the PCGG's forfeiture suit — and the two informations concerned the same PNPPP contracts with Burns & Roe and Westinghouse.
Issue
A. Main Issue (Topic/Subtopic-Centered).
Whether the Sandiganbayan has exclusive original jurisdiction over criminal cases against a private individual who is not charged as a co-principal, accomplice or accessory of any public officer — which turns on whether the cases were "filed pursuant to and in connection with Executive Order Nos. 1§, 2, 14 and 14-A" within Section 4(c) of R.A. No. 8249, and whether the salary-grade qualifying clause applies to that subsection.
B. Secondary Issues.
Whether the informations had to expressly allege that they were filed pursuant to E.O. Nos. 1§, 2, 14 and 14-A, or that they pertained to the recovery of ill-gotten wealth; and whether the Office of the Ombudsman, rather than the PCGG, could file them.
C. Ancillary/Incidental Issues.
Whether the Sandiganbayan committed grave abuse of discretion in denying the motion to quash and the motion for reconsideration.
Ruling
Main Issue: YES, the Sandiganbayan has jurisdiction. "We hold that the Sandiganbayan has jurisdiction over Criminal Case No. 28001 and Criminal Case No. 28002." Under Section 4 of R.A. No. 8249 the court has original and exclusive jurisdiction over, among others, "c. Civil and criminal cases filed pursuant to and in connection with Executive Order Nos. 1§, 2, 14 and 14-A, issued in 1986."
On private status: "That Disini was a private individual did not remove the offenses charged from the jurisdiction of the Sandiganbayan." Section 2 of E.O. No. 1§ tasked the PCGG with assisting the President in "the recovery of all ill-gotten wealth accumulated by former President Ferdinand E. Marcos, his immediate family, relatives, subordinates and close associates, whether located in the Philippines or abroad, including the takeover or sequestration of all business enterprises and entities owned or controlled by them, during his administration, directly or through nominees, by taking undue advantage of their public office and/or using their powers, authority, influence, connections or relationship" — a grant that "expressly … covered President Marcos' immediate family, relatives, subordinates and close associates, without distinction as to their private or public status."
On the salary-grade clause: "Contrary to Disini's argument, too, the qualifying clause found in Section 4 of R.A. No. 8249 applied only to the cases listed in Subsection 4a and Subsection 4b of R.A. No. 8249."
Secondary Issues: NO express averment was required, and the Ombudsman could file. "[T]he complaint in Civil Case No. 0013 and the informations in Criminal Case No. 28001 and Criminal Case No. 28002 involved the same transaction, specifically the contracts awarded through the intervention of Disini and President Marcos in favor of Burns & Roe … and Westinghouse … Given their sameness in subject matter, to still expressly aver in Criminal Case No. 28001 and Criminal Case No. 28002 that the charges involved the recovery of ill-gotten wealth was no longer necessary. With [the criminal cases] being intertwined with Civil Case No. 0013, the PCGG had the authority to institute the criminal prosecutions against Disini pursuant to E.O. Nos. 1§, 2, 14 and 14-A." As to the filing office, "it was the PCGG that had initially filed the criminal complaints in the Sandiganbayan, with the Office of the Ombudsman taking over the investigation of Disini only after the Court issued in Cojuangco, Jr. the directive to the PCGG to refer the criminal cases to the Office of the Ombudsman on the ground that the PCGG would not be an impartial office following its finding of a prima facie case.
Ancillary Issue: NO grave abuse of discretion; the resolutions are affirmed.
Dispositive portion (verbatim):
"WHEREFORE, the Court DISMISSES the petition for certiorari; AFFIRMS the resolutions promulgated on January 17, 2005 and August 10, 2005 by the Sandiganbayan (First Division) in Criminal Case No. 28001 and Criminal Case No. 28002; and DIRECTS petitioner to pay the costs of suit.
SO ORDERED."
Ratio
- The Court announces the holding before the facts, which is unusual and tells you where the weight lies: "The Sandiganbayan has exclusive original jurisdiction over the criminal action involving petitioner notwithstanding that he is a private individual considering that his criminal prosecution is intimately related to the recovery of ill-gotten wealth of the Marcoses, their immediate family, subordinates and close associates."
- The statutory frame is set out in its three heads. P.D. No. 1606§ "was the law that established the Sandiganbayan and defined its jurisdiction," amended by R.A. Nos. 7975 and 8249. Section 4 vests original and exclusive jurisdiction over (a) violations of R.A. 3019, R.A. 1379 and the bribery provisions by enumerated officials; (b) "[o]ther offenses or felonies … committed by the public officials and employees mentioned in subsection (a) … in relation to their office"; and (c) "Civil and criminal cases filed pursuant to and in connection with Executive Order Nos. 1§, 2, 14 and 14-A, issued in 1986."
- The provenance of the cases is established, and it answers the "wrong office" objection. "It is underscored that it was the PCGG that had initially filed the criminal complaints in the Sandiganbayan, with the Office of the Ombudsman taking over the investigation of Disini only after the Court issued in Cojuangco, Jr. the directive to the PCGG to refer the criminal cases to the Office of the Ombudsman on the ground that the PCGG would not be an impartial office following its finding of a prima facie case being established against Disini to sustain the institution of Civil Case No. 0013."
- Identity of subject matter dispenses with an express averment — the answer to grounds (1) and (2). "Also underscored is that the complaint in Civil Case No. 0013 and the informations … involved the same transaction, specifically the contracts awarded through the intervention of Disini and President Marcos in favor of Burns & Roe to do the engineering and architectural design, and Westinghouse to do the construction of the Philippine Nuclear Power Plant Project (PNPPP). Given their sameness in subject matter, to still expressly aver … that the charges involved the recovery of ill-gotten wealth was no longer necessary. With [them] being intertwined with Civil Case No. 0013, the PCGG had the authority to institute the criminal prosecutions against Disini pursuant to E.O. Nos. 1§, 2, 14 and 14-A."
- Private status is held irrelevant under this head — the ratio for the subtopic. "That Disini was a private individual did not remove the offenses charged from the jurisdiction of the Sandiganbayan." Section 2 of E.O. No. 1§ charges the PCGG with "the recovery of all ill-gotten wealth accumulated by former President Ferdinand E. Marcos, his immediate family, relatives, subordinates and close associates … by taking undue advantage of their public office and/or using their powers, authority, influence, connections or relationship," and that grant "expressly … covered [them] without distinction as to their private or public status."
- The salary-grade remittal clause is confined to the first two heads. "Contrary to Disini's argument, too, the qualifying clause found in Section 4 of R.A. No. 8249 applied only to the cases listed in Subsection 4a and Subsection 4b of R.A. No. 8249." That clause — sending to the regular courts cases where "none of the accused are occupying positions corresponding to salary grade '27' or higher" — therefore has no application to §4(c) cases at all.
Doctrine
B. Doctrines/Rules/Principles.
Section 4(c) is an independent head of jurisdiction over "[c]ivil and criminal cases filed pursuant to and in connection with Executive Order Nos. 1§, 2, 14 and 14-A, issued in 1986."
The salary-grade qualifying clause does not reach it. It "applied only to the cases listed in Subsection 4a and Subsection 4b."
Private status is no bar under §4(c). "That [the accused] was a private individual did not remove the offenses charged from the jurisdiction of the Sandiganbayan," E.O. No. 1§ covering Marcos's "immediate family, relatives, subordinates and close associates … without distinction as to their private or public status."
No express averment of the ill-gotten-wealth character is required where the criminal informations and a pending PCGG civil case "involved the same transaction" — "[g]iven their sameness in subject matter, to still expressly aver … was no longer necessary."
Provenance survives the transfer of the investigation. Cases the PCGG initially filed remain within E.O. Nos. 1§, 2, 14 and 14-A even though the Office of the Ombudsman took over the investigation by direction of this Court on impartiality grounds.
C. Distinctions/Limitations/Qualifications.
- This is a different route into the Sandiganbayan from every other case in the week, and the difference matters. People v. Go and Uyboco vs. People bring a private individual in through conspiracy with a covered public officer under §4(a)/(b); Disini brings him in directly under §4(c), with no public co-accused at all. That is why his fourth ground — that he was "not charged as a co-principal, accomplice or accessory of a public officer" — was true and yet unavailing.
- The holding depends on the ill-gotten-wealth connection, not on notoriety. What made §4(c) apply was the identity of subject matter with the pending PCGG forfeiture case. A criminal charge against a Marcos associate unconnected to any E.O. 1§ recovery effort would not, on this reasoning, come in under §4(c).
- Contrast the pleading point with Esteban and Sanchez. Those cases require the office-relation to be pleaded because they run on §4(b). Disini excuses an express averment because the relevant connection — to the E.O. cases — was established by the identity of the transaction with a companion civil case, not by the information's own words. Do not generalise this into a rule that jurisdictional averments are dispensable.
- The salary-grade point is easy to over-read. The Court says the qualifying clause reaches only §4(a) and §4(b). It does not say the enumeration of officials is irrelevant to those subsections — see Inding and People v. Sandiganbayan (Plaza) for how it operates there.
- Statutory currency. The framework is P.D. No. 1606§ as amended by R.A. Nos. 7975 and 8249; R.A. No. 10660 (2015) later amended the allocation, though §4(c) cases are of their nature outside its monetary threshold.
- The petition was consolidated (G.R. Nos. 169823-24 with G.R. Nos. 174764-65), and this digest addresses only the jurisdictional holding, which is what the subtopic assigns.
- Verbatim caveats: the reported text carries run-together words from the source ("there solutions," "Case No. 28001and," "Subsection 4aand," "No.28001," "assessors engineers").
D. Topic/Subtopic Integration (Mandatory).
Consistent with the DIRECT classification, the Court states the jurisdictional holding as its opening proposition and devotes a captioned section — "Sandiganbayan has exclusive and original jurisdiction over the offenses charged" — to it. For this subtopic Disini supplies the third head of Section 4, which none of the week's other cases reaches, together with two propositions peculiar to it: that the salary-grade clause does not apply, and that private status is no obstacle.
Placed against the cluster, the three heads now all have authority. §4(a) — enumerated position — is covered by Inding, Geduspan, Serana, Barriga, and negatively by People vs. Luis J. Morales. §4(b) — other offences in relation to office — by Pactolin, Serana, People vs. Sandiganbayan (Plaza), with the office-relation content supplied by Montilla → Sanchez → Cunanan → Alarilla → Esteban. §4(c) — the E.O. 1§/2/14/14-A cases — by Disini alone. And on private individuals, note the two distinct routes: derivative liability through conspiracy (People v. Go, Uyboco, Barriga) and direct coverage under §4(c) (Disini).
Separate Opinions
None. The Decision, penned by Justice Bersamin, was concurred in by Chief Justice Sereno and Justices Villarama, Jr., Perez and Reyes.