Facts
- Between 2:00 and 2:30 p.m. on 1 July 2006, four-year-old AAA and her two-year-old brother CCC were playing with Mike Alvin Pielago y Ros — "Kuya Alvin" — at the porch of Boyet Ros's house in Barangay Allang, City of Ligao.
- He led them inside to watch television, turned it off, and brought them into a bedroom. Placing CCC in a corner with a toy, he made AAA lie on the bed, removed her short pants, inserted his right forefinger into her vagina and licked her genitals, then made her lie on her chest and inserted his finger into her anus.
- Her mother BBB called them for lunch; he replaced AAA's shorts and sent them out. BBB noticed bloodstains on the back of the shorts, and AAA said: "Kuya Alvin inserted something in my vagina and my anus and he licked me."
- At about 6:00 p.m. BBB confronted him; he denied it, claiming he was asleep. They complained at the Ligao City Police Station, and Dr. Lea F. Remonte found a superficial laceration at the 7 o'clock position of the anus, perihymenal erythema, and erythema of the fossa navicularis — indicating digital or blunt penetration.
- Before any warrant issued, Pielago voluntarily surrendered to the police and posted property bail.
- The Information's caption charged Acts of Lasciviousness in relation to Section 5(b), R.A. No. 7610 — but its body alleged that he did "willfully, unlawfully and feloniously commit an act of lasciviousness upon the person of AAA… by kissing the vagina and inserting one of his fingers to the vagina of AAA." The caption said one crime; the body described another, and the body is what he had to defend against.
- He pleaded not guilty.
- On 31 May 2010 the RTC of Ligao City, Branch 14, found the caption erroneous but the body sufficient to allege Rape by Sexual Assault, credited voluntary surrender, and imposed seven years of prisión mayor to twelve years and one day of reclusión temporal.
- On 1 February 2012 the Court of Appeals affirmed in toto; on 13 March 2013 the First Division denied the petition, modifying only the damages.
Issue
Ruling
"WHEREFORE, the Decision dated February 1, 2012 of the Court of Appeals in CA-G.R. CR No. 33475 is AFFIRMED with MODIFICATION, that: (1) the amount of exemplary damages is increased from ₱25,000.00 to ₱30,000.00; and (2) petitioner Mike Alvin Pielago y Ros is ordered to pay the private offended party interest on all damages awarded at the legal rate of 6% per annum from the date of finality of this decision. No costs.SO ORDERED."
Ratio
- The caption avoids surprise; the body binds. Following Malto v. People, the factual recitals are controlling, and here they explicitly described the finger inserted into the vagina — so he could claim no surprise about the acts he had to answer for.
- And those acts are the graver crime. The gravamen of Rape by Sexual Assault is "the insertion of the penis into another person's mouth or anal orifice, or any instrument or object, into the genital or anal orifice of another person" — which is exactly what the body alleged and the evidence proved.
- So the variance was not fatal, the elements of the offence proved having been fully laid out in the body.
- The child's testimony carried great weight, the trial court's credibility findings being entitled to respect and her account clear, candid and straightforward.
- And the surrender was genuine. Presenting himself and posting bail before arrest is voluntary submission of his person to the court's jurisdiction, satisfying Article 13(7) and reducing the penalty.
Doctrine
Full Digest — Recitation Format
Gist
Facts
- July 1, 2006 (between 2:00 PM and 2:30 PM): The four-year-old victim, AAA, and her two-year-old brother, CCC, are playing with petitioner Mike Alvin Pielago y Ros (whom they call "Kuya Alvin") at the porch of Boyet Ros' house in Barangay Allang, City of Ligao.
- July 1, 2006 (moments later): Pielago leads AAA and CCC inside the house to watch television, subsequently turns off the television, and brings them into a bedroom. While CCC is placed in a corner with a toy, Pielago commands AAA to lie on the bed, removes her short pants, and forcibly inserts his right forefinger into her vagina, licking her genitals. He then makes her lie on her chest and inserts his finger into her anus.
- July 1, 2006 (afternoon): The victim's mother, BBB, calls the children for lunch. Pielago replaces AAA's short pants and sends them out. BBB notices bloodstains on the back of AAA's shorts and, upon questioning, AAA states: "Kuya Alvin inserted something in my vagina and my anus and he licked me."
- July 1, 2006 (about 6:00 PM): BBB confronts Pielago, who denies the allegations, claiming he was asleep. BBB and AAA immediately lodge a formal complaint at the Ligao City Police Station. AAA undergoes a medical examination by Ligao City Health Officer Dr. Lea F. Remonte, who documents a superficial laceration at the 7 o'clock position of the anus, perihymenal erythema, and erythema of the fossa navicularis, indicating digital or blunt penetration of her genitals and anus.
- [Date not in record]: Prior to the issuance of any warrant of arrest, Pielago voluntarily surrenders to police authorities and posts property bail under Rule 114 of the Rules of Court.
- [Date not in record]: The prosecution files an Information against Pielago. The caption and designation of the offense charge Pielago with Acts of Lasciviousness in relation to Section 5(b) of Republic Act No. 7610, but the body of the Information alleges that Pielago did "willfully, unlawfully and feloniously commit an act of lasciviousness upon the person of AAA... by kissing the vagina and inserting one of his fingers to the vagina of AAA."
- [Date not in record]: Upon arraignment under Rule 116, Pielago, assisted by counsel, enters a plea of "not guilty" to the charge.
- May 31, 2010: The RTC of Ligao City, Branch 14, renders its Judgment finding the designation of the offense in the caption erroneous, but holding that the body of the Information sufficiently alleged Rape by Sexual Assault under Article 266-A(2) of the Revised Penal Code, as amended by R.A. No. 8353. Crediting Pielago with the mitigating circumstance of voluntary surrender, the RTC sentences him to an indeterminate penalty of seven (7) years of prision mayor, as minimum, to twelve (12) years and one (1) day of reclusion temporal, as maximum, and orders him to pay civil indemnity and damages.
- [Date not in record]: Pielago appeals his conviction to the Court of Appeals (docketed as CA-G.R. CR No. 33475).
- February 1, 2012: The Court of Appeals renders its Decision affirming the RTC Judgment in toto, ruling that the factual allegations in the Information determine the crime charged and that the variance in the crimes is not fatal to the conviction.
- [Date not in record]: Pielago files a Petition for Review on Certiorari under Rule 45 before the Supreme Court.
- March 13, 2013: The Supreme Court First Division delivers its Decision, denying the petition, affirming Pielago's conviction for Rape by Sexual Assault, and modifying the damages.
Arguments of the Parties
- Violation of the Right to be Informed: The petitioner argues that his constitutional right to be informed of the nature and cause of the accusation against him was flagrantly violated. He contends that he was charged, arraigned, and tried for Acts of Lasciviousness (under R.A. No. 7610) but was unconstitutionally convicted of the completely different and graver offense of Rape by Sexual Assault.
- Failure of Proof Beyond Reasonable Doubt: He asserts that the prosecution failed to prove his guilt beyond reasonable doubt. He argues that the medical findings were inconclusive and that AAA's testimony was coached by her mother, BBB, who was motivated by an active land dispute between their families.
- Lasciviousness and Menstrual Defense: He claims that the bloodstains on AAA's shorts could have resulted from her mother's spankings, or could have been the menstrual blood of another teenager residing in the house, whose shorts AAA allegedly found and wore on that day.
- Factual Recitals Control the Information: The State argues that the designation of the offense in the caption of the Information is a mere legal opinion of the prosecutor and is not binding on the courts. What controls is the recital of ultimate facts m the body of the Information, which explicitly described digital penetration of AAA's genitals—the exact gravamen of Rape by Sexual Assault.
- No Fatal Variance: The prosecution contends that the variance between the caption and the body of the Information is not fatal because the facts alleged and proven at the trial clearly established the elements of Rape by Sexual Assault, which Pielago was fully able to defend himself against.
- Credibility of Child-Victims: The State maintains that the testimony of AAA, despite her tender age of four, was candid, spontaneous, and consistent with the medical evidence of lacerations and erythema, and is more than sufficient to overcome the petitioner's bare denials.
- NOT IN RECORD (No stipulations of fact or common ground were entered, as the defense contested both the credibility of the child and the constitutionality of the conviction).
Issue
- Whether or not the Court of Appeals committed a reversible error in affirming the petitioner's conviction for the crime of Rape by Sexual Assault under Article 266-A(2) of the Revised Penal Code, as amended by R.A. No. 8353, despite the fact that the caption of the Information designated the offense as Acts of Lasciviousness only, and whether such conviction violates the accused's constitutional right to be informed of the nature and cause of the accusation against him under Section 14(2), Article III of the Constitution and Section 1(b), Rule 115 of the Rules of Court.
- Whether or not the prosecution proved the petitioner's guilt beyond reasonable doubt, and whether a simple denial and the defense of an existing family land dispute can overcome the direct, consistent testimony of a four-year-old child-victim.
- Whether or not the petitioner is entitled to the mitigating circumstance of voluntary surrender under Article 13(7) of the Revised Penal Code to reduce his penalty when he surrenders to police authorities and posts a property bail bond prior to the issuance of a warrant of arrest.
Ruling
- MAIN ISSUE: NO. The Court of Appeals did not err. The conviction of the petitioner for Rape by Sexual Assault does not violate his right to be informed because the body of the Information sufficiently alleged the digital penetration of the victim's genitals, which is the gravamen of Rape by Sexual Assault.
- SECONDARY ISSUE 1 (Proof of Guilt): YES. The prosecution proved his guilt beyond reasonable doubt. Straightforward testimonies of child-victims are entitled to full weight and credit, and the petitioner's self-serving denial and claim of a family feud cannot prevail over his positive identification.
- SECONDARY ISSUE 2 (Voluntary Surrender): YES. Pielago is entitled to the mitigating circumstance of voluntary surrender because he surrendered and posted property bail under Rule 114 before any warrant of arrest was issued against him.
"WHEREFORE, the Decision dated February 1, 2012 of the Court of Appeals in CA-G.R. CR No. 33475 is AFFIRMED with MODIFICATION, that: (1) the amount of exemplary damages is increased from ₱25,000.00 to ₱30,000.00; and (2) petitioner Mike Alvin Pielago y Ros is ordered to pay the private offended party interest on all damages awarded at the legal rate of 6% per annum from the date of finality of this decision. No costs.SO ORDERED."
Ratio
"What controls is not the title of the information or the designation of the offense but the actual facts recited in the information. In other words, it is the recital of facts of the commission of the offense, not the nomenclature of the offense, that determines the crime being charged in the information."
"the insertion of the penis into another persons mouth or anal orifice, or any instrument or object, into the genital or anal orifice of another person."
- (a) The offender has not been actually arrested.
- (b) The offender surrendered himself to a person in authority.
- (c) The surrender was voluntary.
Doctrine
- #### 1. Right of the Accused to be Informed (Rule 115, Section 1(b)):.
"It is well-settled that in all criminal prosecutions, the accused is entitled to be informed of the nature and cause of the accusation against him. ... What controls is not the title of the information or the designation of the offense but the actual facts recited in the information."
"Rape is committed... By any person who... shall commit an act of sexual assault by inserting his penis into another persons mouth or anal orifice, or any instrument or object, into the genital or anal orifice of another person."
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"testimonies of child-victims are given full weight and credit, since when a woman or a girl-child says that she has been raped, she says in effect all that is necessary to show that rape was indeed committed."
- An accused who voluntarily surrenders to the police and posts bail prior to the issuance of a warrant of arrest has validly placed himself under the custody of the law and is entitled to the mitigating circumstance of voluntary surrender.
- Strict Limitation on Factual Variance: While a variance between the caption and the body of the Information is permissible, the court cannot convict an accused of a crime whose elements are completely absent from the factual recitals in the body of the Information. If the body of the Information only describes kissing and touching without any mention of penetration (digital or otherwise), a conviction for Rape by Sexual Assault would violate the right to be informed and would be void.
- No Voluntary Surrender After Arrest: The mitigating circumstance of voluntary surrender cannot be appreciated if the accused only surrenders or posts bail after he has been arrested by police officers or after a warrant of arrest has already been executed.
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This case has a DIRECT relationship to the requested syllabus topic of Rights of the Accused (Rule 115), specifically the Right to be Informed (Section 1(b)), and an DIRECT relationship to Bail (Rule 114).
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Pielago v. People represents a brilliant and illustrative intersection of Bail (Rule 114) and the Rights of the Accused (Rule 115).
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Under Rule 114, Section 1, bail is the security given to guarantee the appearance of the accused. The decision integrates these rules by clarifying how the court acquires jurisdiction over the person of the accused.
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Specifically, Pielago was never arrested; instead, he voluntarily surrendered to the police and posted a property bail bond before any warrant of arrest could be issued against him. Under Rule 114, Section 1, this voluntary surrender and posting of bail effectively placed him under the "custody of the law," submitting his body to the jurisdiction and processes of the trial court.
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Furthermore, this voluntary submission under Rule 114 was utilized by the Supreme Court to sustain his entitlement to the mitigating circumstance of voluntary surrender, which directly lowered the indeterminate penalty imposed on him under the Revised Penal Code.
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At the same time, Pielago protects Rule 115, Section 1(b) (the right to be informed) by establishing that while the prosecution may commit a technical error in designating the crime in the caption of the Information, the accused is not deprived of due process as long as the body of the Information accurately describes the physical acts he committed, allowing him to properly prepare his defense.
Separate Opinions
- NOT IN RECORD (The decision of the First Division, penned by Associate Justice Bienvenido L. Reyes, was unanimous, and no separate concurring or dissenting opinions are recorded in the text of G.R. No. 202020).